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Strategies to Improve Access to Medicaid
Home- and Community-Based Services Senate Questions and National
Council on Disability Responses for the Record
May 3, 2004
From Chairman Grassley:
1. The National Council on Disability was
established about 25 years ago in 1978. In between now and then,
the disability community has won two significant victories: the
passage of the Americans with Disabilities Act in 1990, and the
Supreme Court's Olmstead decision in 1999. Would you comment on
the changing role of the National Council on Disability over time?
Since the National Council on Disability (NCD) was
established on November 6, 1978, there have been a number of critical
victories, to which NCD has directly contributed that include, but
are not limited to, the following:
- Passage of Public Law 97-35, the Social Security
Act, Section 2176 of P.L. 97-35 established section 1915(c)} of
the Act which established the Medicaid Home- and Community-Based
Services (HCBS) Waiver program;
- Passage of Public Law 97-248, the 1982 Tax Equity
and Fiscal Responsibility Act which permitted states to cover
home care services for certain children with disabilities under
Medicaid (Katie Beckett waiver);
- Passage of Public Law 99-506, the Rehabilitation
Act Amendments of 1986 which broadened the purposes of the Act
which required consumer control of Boards in Centers for Independent
Living, and required states to establish State Independent Living
Councils;
- Passage of Public Law 101-336, the Americans with
Disabilities Act (ADA) which created a national mandate for the
elimination of discrimination against individuals with disabilities
in employment, public services, and public accommodation and services
operated by private entities;
- Passage of the Public Law 104-204, the Mental Health
Parity Act of 1996 which prohibited certain insurance companies
from lifetime cap differences between mental health and medical
treatment allowances;
- Passage of Public Law 106-170, the Ticket to Work
and Work Incentives Improvement Act of 1999 which was established
to provide SSI and SSDI beneficiaries with a ticket for vocational
rehabilitation services, employment services and other support
services from an employment network of their choice; and
- The 1999 Supreme Court Olmstead
decision which interpreted Title II of the ADA as a mandate for
public entities to provide services to persons with disabilities
in the most integrated setting appropriate to their circumstances.
Paralleling what has occurred in our nation with the
emergence of the disability rights and independent living movements,
over the past 25 years, NCD has fulfilled its statutory mandate
to be a voice within the Federal Government for policies, programs,
practices, and procedures that
- guarantee equal opportunity for all individuals
with disabilities, regardless of the nature or severity of the
disability; and
- empower individuals with disabilities to achieve
economic self-sufficiency, independent living, and inclusion and
integration into all aspects of society.
Over the past 25 years, NCD has been intrinsically
involved in achieving progress for people with disabilities and
consistently fulfilled its unique role as the only federal agency
charged with addressing, analyzing, and making recommendation on
issues of public policy that affect people with disabilities regardless
of age, disability type, perceived employment potential, economic
need, functional ability, veteran status, or other individual circumstance.
Notwithstanding the many great victories listed above,
as well as the wealth of information and advice NCD has provided
to the Federal Government since 1978, NCD firmly believes that much
more work needs to be done to ensure that people with disabilities
are able to live real lives. Based on its reports (http://www.ncd.gov/newsroom/publications/2004/publications.htm),
NCD continues its work to ensure that:
- existing laws are enforced;
- outreach and awareness campaigns are launched to
educate the public about the human and societal benefits of achieving
independence for people with disabilities and the important role
that civil rights and community-based supports play in promoting
independence;
- incentives for the inclusion of people with disabilities
in all aspects of society are further developed and implemented;
- principles of universal design are applied in creating
more livable communities for people with disabilities;
- systems, services, and supports for people with
disabilities are further developed as a part of the mainstream
of community life; and
- accurate data about people with disabilities are
regularly collected, analyzed, reported, and used to strengthen
laws and programs on behalf of all Americans.
Follow-up:
Would you describe if and how the health care delivery system
is changing to accommodate individuals with disabilities in response
to these victories (ADA and Olmstead)?
Under the ADA, it is generally believed that there
is better physical access to health facilities in the United States.
The Olmstead decision, however, was
not about the health care delivery system, per se. In 1999, the
United States Supreme Court held in Olmstead
v. L.C., 527 U.S. 581 that, under the Americans with Disabilities
Act (ADA), undue institutionalization qualifies as discrimination
by reason of disability and that a person with a mental disability
is "qualified" for community living when the state's treatment
professionals have determined that community placement is appropriate,
the transfer from institutional care to a less restrictive setting
is not opposed by the individual, and the placement can be reasonably
accommodated, taking into account the resources available to the
state and the needs of others with mental disabilities.
The plaintiffs in Olmstead
were the 'victims' of the same type of institutional medical/health
care bias in the Medicaid system that the Senate Finance Committee
is trying to address by virtue of its April 7, 2004 hearing. It
is not the "health care delivery system" that lies at
the heart of this hearing, but rather, it is the long-term services
and supports system that promotes community integration, independence,
and individual choice that is changing and in need of more improvement
such as that proposed by MiCASSA and the Money Follows the Individual
Rebalancing Demonstration.
2. In your written testimony, you mention
that the need for viable alternatives to institutional care requires
serious attention and concern due at least in part to the aging
of the nation's population. What policies described in the New Freedom
Initiative and elsewhere will help ensure that the availability
of community-based or in-home services meets the demand into the
near future?
The costs of providing long-term services and supports
for both the growing population of senior citizens (many of whom
will be people with disabilities) and persons with disabilities
under the age of 65 will continue to grow rapidly. Demographics
alone, including the projected doubling between 1980 and 2030 of
the number of Americans over 65, make this inevitable, even without
regard to changes in per capita costs. Few people would choose institutional
care over their own homes and neighborhoods, if allowed to make
that choice with dignity, autonomy and comfort. A February 2002
HHS study revealed that as many as 90 percent of the nation's nursing
homes may face staff shortages that compromise adequate resident
care. For all these reasons, the variety of initiatives summarized
under the Olmstead rubric can be said
to carry with them the destiny of a generation.
Creation of a paradigm to meet these new needs and
fulfillment of the Olmstead promise
on behalf of institutionalized or at-risk Americans with disabilities
(seniors and younger persons alike) presents structural, resource
allocation, public-private partnership, coordination and federalism
issues of unprecedented and sometimes baffling complexity. NCD has
repeatedly praised the commitment of the Bush Administration through
the NFI to the values of ADA, as embodied in the Supreme Court's
1999 Olmstead v. L.C. decision. As indicated
by President Bush's 2001 Executive Order and the subsequent coordinated
planning, the Administration recognizes that new levels of interagency
cooperation and high-level oversight will be necessary for the success
of Olmstead in ensuring that Americans
with disabilities can live (as they have already long been legally
entitled to learn and to work) in the most integrated settings possible.
New concerns have arisen over the sustainability of progress, as
the Olmstead initiative confronts major
new challenges while still endeavoring to surmount the old ones.
Federal Coordination
As the initial participation of nine major federal
agencies in the comprehensive planning process under the President's
June 2001 community-based living executive order attests, few policy
initiatives involve so many agencies and programs as Olmstead.
In order to marshal the community resources necessary for the success
of Olmstead (that is, to enable people
to leave institutions and to prevent at-risk citizens from entering
them), the resources, procedures and priorities of over a dozen
traditionally separate and self-referencing service systems, funding
streams and statutory jurisdictions must be coordinated. At a minimum
these include, at the federal level, Medicaid (both regular and
waiver programs), transportation, housing, assistive technology,
attendant services, food and nutrition programs, Older Americans
Act, Social Security Administration (SSA), community development
block grants, independent living and veterans benefits, along with
private insurance and pensions and state and local programs with
their rules and discretionary interpretations of federal provisions.
Even the tax system is implicated in the success of Olmstead,
insofar as the costs of many categories of home care and assisted
living services do not qualify for deductibility, whereas equivalent
costs, if encompassed in the fees charged by nursing homes, can
lower the middle class family's or individual's tax obligation.
The nature of the coordination required to make Olmstead
and the NFI work may well exceed the administrative and planning
resources currently available for the purpose. Recent experience
in other spheres of policy has demonstrated the enormous difficulty
of, and the entrenched institutional and jurisdictional barriers
to, achieving seamless, coordinated interagency action, based on
shared goals, methods, information resources, timeframes and standards
of accountability, among divergent federal agencies, each with its
own budget, institutional culture and chain of command. The key
problem remains that no one agency is capable of making or carrying
out plans in ways and according to timeframes that fully anticipate
and reflect the related plans and activities of all the other key
participants.
Until or unless coordinating structures such as the
Interagency Committee on Community Living (ICCL) can be constituted
with the resources and authority to accomplish or compel coordinated
planning, the best planning efforts of any one agency may be all
too easily negated by the varying priorities or differing time horizons
of another, or even of another entity within the same department
or under the same management.
These coordination problems also emerge in the budgeting
process. Olmstead implementation is
not a budget line or cost center in its own right. Thus, when the
budgets for the various programs, statutory responsibilities and
functions making up the work of each agency are determined, impact
on Olmstead is hardly the key variable
determining whether or how much programs will be cut. While one
agency may develop its budget recommendations and requests to the
OMB and Congress with Olmstead in mind,
others may not.
As a result, NCD recommends that the Federal Government
begin developing cross-agency program scoring methods and unified
budgeting models that will link the relevant activities and budget
requests of various agencies so as to allow the impact of budget
proposals on multi-agency policy initiatives such as Olmstead
to be tracked and reported and to allow effective budgeting for
multi-agency initiatives. In connection with coordination, NCD commends
the administration for two major NFI-related initiatives during
2002: establishment within HHS of the Office of Disability and creation
of two new Independence Plus waiver programs within Medicaid. The
Office of Disability should contribute considerably to coordination
within HHS and the agencies it supervises and may develop linkages
with similar coordinating offices in other departments that will
add further coherence to the federal effort. The new waiver programs
reflect important early steps toward infusing consumer-directed
community-based services by giving states more flexibility to direct
funds in accordance with beneficiary choices.
But as encouraging and innovative as these measures
are, they may in the end serve as much to highlight the seemingly
intractable problems of coordination as they do to resolve them.
For in the absence of interconnected and timely actions by other
departments, the effects of what any one agency does in the Olmstead
context may be considerably diminished. It does little good, for
example, to give an individual the option to use Medicaid waiver
funds to provide home-based services rather than going to a nursing
home (to allow for the money to follow the person) if no accessible
housing is available in the community that can meet the individual's
needs, or if no accessible or affordable transportation is available
between the accessible housing and other locations in the community
where the individual needs or wishes to go. Without transportation,
the isolation of one's own home can all too easily become as crushing
as that of an institution.
Additional Federal Initiatives - Public-Private Partnerships
Any full-fledged effort to make the promise of Olmstead
and Title II of ADA a reality depends upon both private sector and
public resources. So far as the resources of individuals and families
are concerned, we have already noted that, even for people of sufficiently
modest means to qualify for Medicaid (particularly where spend-down
is used), tax laws may play a role in influencing key personal and
life choices. Along similar lines, for people of all income levels,
another key variable is availability and affordability of private
long-term care insurance that does not force policyholders into
nursing homes.
In the current discussion of health-care reform, access to insurance
is a major issue. Although the tax code has already been used to
enhance the ability of self-employed persons to pay for health insurance,
what has been missing from the discussion are suggestions for ways
that tax policy and other forms of positive leverage could likewise
be used to increase the supply and quality of private long term
care insurance that would help defray the costs of staying in one's
own home. Various models of coverage, including partnerships between
insurance and Medicaid, already exist, but other models that specifically
emphasize the meeting of in-home and community-based care costs,
rather than devoting their resources primarily to nursing homes,
are needed.
So long as coverage tips the scales in favor of nursing
homes by providing vastly smaller and patently inadequate benefits
for home- and community-based services and by defining covered services
in ways that further the bias in favor of institutional care, no
viable private-sector participation in solving this problem is likely.
NCD recommends that Congress should hold hearings and invite recommendations
on coverage packages, including seller and purchaser incentives,
that would help to meet the existing and foreseeable needs for greatly
expanded private-sector participation in the financing of home-
and community-based services and care.
State Initiatives
The coordination issues encountered in implementing
Olmstead in the federal sector are mirrored
at the state level and, indeed, depend in large measure on what
the states do. Although some states have done very well (embracing
Olmstead out of commitment and/or pragmatism),
anecdotal evidence suggests that other states have followed a path
of reluctance and resistance, perhaps going through the motions
of planning but in the end putting few if any significant mechanisms
into place. Whatever the explanation for the variation in states'
responses, the fact that more than half the states have not moved
effectively to implement Olmstead, more
than three years after it was decided, raises troubling questions
regarding both state capacity and federal commitment.
The prospect in many states of huge cuts in Medicaid
to help close budget deficits adds further obstacles to Olmstead
implementation and NFI success and further urgency to getting started.
Waiver programs, proportionally perhaps even more than regular Medicaid,
are likely to be affected by these cuts. While painful Medicaid
cuts are inevitable, HHS and CMS should find means (within the scope
of their regulatory and oversight authority) to identify the kinds
of cuts least destructive to burgeoning Olmstead
initiatives and should do everything possible to encourage states
not to make these kinds of cuts. CMS should also provide additional
technical assistance to states on what Title II of ADA requires
and share exemplary state plans that have thus far been developed
and put into effect.
More broadly, NCD recommends (See, http://www.ncd.gov/newsroom/publications/2003/
reclaimabridged.htm) that the Administration conduct and publish
a comprehensive audit of all state-based Olmstead
implementation activities, designed to describe what has worked,
to identify states that have been successful or are trying as well
as those that have not been successful, and to make certain that
citizens and voters are as fully informed as possible about the
values at stake in the responsiveness or unresponsiveness of their
state officials and leaders. Anecdotal information about state responses
to Olmstead suggests that neither partisan
affiliation nor position of the state government on the ideological
spectrum is a predictor of states' responses. Only when we know
what has worked, why some states have embraced Olmstead
and others not and why some have met with noticeably more success
than others can we hope to engender the galvanized response so desperately
needed if the transition and deinstitutionalization that Olmstead
betokens can reach critical mass across our nation.
3. In your testimony, you describe the
challenges inherent to the current system. For example, services
that are essential to a quality of life in the community - affordable
housing and accessible transportation - are often fragmented between
Federal agencies. As home- and community-based services become more
readily available, what can be done to improve coordination and
promote independence for individuals with disabilities?
There are both short-term and long-term strategies
to be considered to improve coordination and promote independence
for individuals with disabilities. Some of the short-term strategies
for consideration are listed above as NCD's response to question
#2 from Chairman Grassley. The short-term strategies include: (a)
(re)constituting relevant Federal interagency initiatives such as
the ICCL with sufficient resources and the authority to accomplish
or compel coordinated planning and implementation; (b) doing everything
possible to encourage states not to make budget cuts that would
negatively affect their Olmstead initiatives;
and (c) CMS providing additional technical assistance to states
on ADA Title II requirements, and sharing exemplary state Olmstead
plans.
One long-term strategy idea that NCD currently is
reviewing internally involves the concept of an Agency on Disability.
Such a entity might be charged with administering the combination
of long term support services, accessible housing, accessible transportation,
employment supports, and assistive technology that people with disabilities
need in order to live, work, and participate successfully in their
communities.
An Agency on Disability might enable a more cost effective
use of taxpayers' money by eliminating redundant bureaucracies,
cost-shifting, and compartmentalized budgets. The following is an
example of how compartmentalized budgets are not cost effective:
A person with quadriplegia is at high risk for pressure sores from
sitting in the same position all day. A wheelchair with a seat that
can be tilted to different positions during the day can greatly
reduce this risk. However, most State Medicaid DME (durable medical
equipment) Department budgets cap the cost of a wheelchair at well
below the cost of one with the tilt seat - despite the fact that
the cost of such a wheelchair is substantially less than the cost
of hospitalization and treatment for a pressure sore. This happens
because the DME budget is separated from the acute care budget,
so the benefit to the overall Medicaid program budget is ignored
and overall costs to Medicaid escalate.
In addition, the separate funding streams and administrative
bureaucracies for each Medicaid home- and community-based waiver,
Intermediate Care Facilities, Assisted Living Facilities, and nursing
homes make it extremely difficult for an individual to transition
from one model of long term services and supports to another. Cost-shifting
among various disability programs also occurs frequently, causing
delays in service provision that can be life-threatening to consumers
and result in greater costs to taxpayers because when an individual's
heath care needs are not addressed in a timely way, health often
deteriorates.
Creating an Agency on Disability that views the whole
individual and oversees a comprehensive budget for long-term services
and supports, acute care services, housing, transportation, employment,
and assistive technology might result in more productive lives for
people with disabilities and more cost-effective use of tax dollars.
An additional benefit could be that under a comprehensive Agency
on Disability, collecting and analyzing this essential data might
be more effectively and affordably accomplished.
We intend to continue our consideration of this type
of long-term strategy, as well as others, during the remainder of
the fiscal year and will keep you apprised of our further thoughts
and any recommendations on this issue.
From Senator Bunning:
1. There is a concern about the lack of
access to quality medical, dental and other health services for
people with mental retardation and developmental disabilities. Would
you support using federal funding for the development of MR/DD clinics
that deliver specialized care to the MR/DD population while also
training future health care professionals?
Respectfully, Americans with disabilities in general
are not able to access quality medical, dental and other health
services in this nation. It is not just people with mental retardation
and/or developmental disabilities who need access to better health
care, it is all people with disabilities.
The United States has among the finest and most advanced
health care in the world, but the systems for delivering that care
to many of our citizens are under severe strain and, in some sectors,
in crisis. The problems are no mystery, even if their solutions
are elusive. These problems include shortages of adequate primary
care (particularly in inner-city and rural areas); overuse of hospital
emergency rooms in the face of a decline in the number of such facilities;
rising insurance premiums in the private sector that preclude individuals
from purchasing or employers from providing coverage; declining
incomes and growing dissatisfaction among doctors; escalating scarcity
of physicians willing to treat Medicaid or Medicare beneficiaries;
opting out by managed care organizations from coverage in various
areas and of various subgroups of the population; narrowing definitions
of what is covered and increasing co-payments and deductibles (resulting
in larger out-of-pocket costs to the fully insured); medical personnel
who receive inadequate and insufficient training regarding disabilities;
crushing prescription drug costs; and, most recently, sharp cutbacks
in state Medicaid programs, among others.
By some estimates there are nearly four million adults
and children with severe disabilities who are uninsured (e.g., Jack
Meyer and Pamela Zeller, Profiles of Disability: Employment and
Health Coverage, Economic and Social Research Institute for the
Kaiser Commission on Medicaid and the Uninsured, September 1999).
Accordingly, NCD believes that all Americans with disabilities need
access to quality medical, dental and other health services, including
people with mental retardation and/or developmental disabilities.
No one is satisfied with the current system, yet no
one can bring forward anything approaching consensus recommendations
for reform. Recognizing that in matters of accessibility, availability,
affordability and adequacy of health care, persons with disabilities
are the proverbial canary in the mineshaft, NCD has followed and
contributed to the evolution of health-care policy for more than
a decade. NCD is currently evaluating a range of promising community-based
and consumer-oriented service and support reforms and initiatives.
We believe that the results of our current policy research will
also be of value to this Committee in the months ahead. NCD's current
work includes: (a) an evaluation of federal and state initiatives
in the area of consumer-directed reform through Medicaid and Medicare;
(b) Livable Communities for people with disabilities and people
who are elderly; and (c) Long-Term Services and Supports refinancing
and systems reform.
2. There has been some concern about implementing
new and expensive programs while some people are currently on waiting
lists for services. Do you have any thoughts on addressing issues
of the waiting lists?
Waiting lists are a direct function of the institutional
bias of the Medicaid system and the very services authorized by
Congress under Title XIX of the Social Security Act. If this bias
were removed, and if long-term services and supports were instead
mandated by Congress rather than maintaining the institutional bias,
waiting lists would be less of a challenge. In that vein, while
there may be an initial investment or outlay to change the bias
away from institutional placement towards community placement, the
ultimate goal is to provide consumer choice and direction in using
the same federal dollars. The Olmstead
Supreme Court decision requires that waiting lists move at a reasonable
pace. Finally, greater numbers of young people should be encouraged
to purchase long-term care insurance through the private sector.
3. Receiving community-based care is
not an option for everyone. What type of factors should be considered
when determining if home-based care or institutional care is best
for a particular individual?
The classical view of the medical model is that a
person with a disability has problems are caused by the fact of
his or her disability, and whether or not the disability can be
alleviated by the medical profession. This model implies then that
the person with a disability must always trust members of the medical
profession to make the right decisions for him or her, including
choices regarding institutional versus community placement. It is
NCD's view that the changing role of an individual with a disability
in American society today involves greater responsibility, more
empowerment, and choice. Individual choice is the key to the Senator's
question.
The main thrust of the Americans with Disabilities
Act and the Supreme Court's Olmstead
decision is that people with disabilities have the same rights as
other citizens to freedom, equality, equal protection under the
law, and control over their own lives. These rights must be honored
if people who have disabilities are to be fully included as valued
citizens in the relationships and opportunities of community life.
As part of its research for NCD's 2003 report entitled
Olmstead: Reclaiming Institutionalized Lives,
we included interviews with informants with disabilities and their
advocates. We asked what the person considered "the most integrated
setting" for persons with disabilities. Almost without exception,
the interviewees responded by naming the qualities that make home
living meaningful and satisfying to the individual. Only two respondents
named a type of program, such as a supported living arrangement
or a two-person home. Response patterns were similar across all
categories of disability.
The most common response was that the most integrated
setting is "a place where the person exercises choice and control,"
including choice of service providers: "What people themselves
want! ... Self-determination is essential. People decide for themselves
what they want and need." A variation on this response was,
"Whatever the person considers most integrated." The second
most common response was, "A home of one's own shared with
persons whom one has chosen to live with," or where one lives
alone. The third most common response emphasized that home living
for persons with disabilities should be like home living for other
community members. Integration is "living in the community
with everyone else like everyone else." Several respondents
defined community integration as the result of participation in
community activities or of the assumption by persons with disabilities
of leadership roles in the community. And finally, one respondent
defined community integration as affording opportunities for privacy,
unlike an institution.
Similarly, when interviewees were asked what people
with disabilities need to live in the most integrated setting, they
responded, almost universally, not by listing formal services but
by identifying ordinary human needs. Again, response patterns were
similar across all disability groups. The most common response was
that support depends on the person, must be defined by and tailored
to the individual, and may change over time. The second most common
response was that people need friendships, emotional support, and
networks of friends, family, and mentors. Education, participation
in community activities, and transportation were mentioned by a
number of respondents.
Every person NCD interviewed who was affiliated with
a disability organization stated that the organization had a position
on the right to live in the community. Organizational positions
on community living varied little from one disability group to another.
Some stated that the right to live in the community is "absolute,"
and others that closure of institutions is their organization's
highest priority. The following were other common positions:
- Everyone has the right to live in the community
with support.
- People should live independently, not in a nursing
home.
- We support the right to choose.
- We support self-determination.
- We support inclusive communities.
While at one time in America services and supports
was generally only available in nursing homes and in private residences
(for people with disabilities) with the help of informal family
caregivers, there is now a continuum of care of options, including
assisted living, adult day services and home health care. In addition
to selecting the most integrated setting possible, when determining
if home-based care or institutional care is best for a particular
individual, the type of factors that should be considered includes,
but is not limited to, the following:
- the individual's needs and preferences;
- the availability of formal and informal support
services;
- whether the individual qualifies for public assistance,
has long-term services and supports insurance, and, other income-related
issues;
- how individuals and their families will be involved
in decisions about the delivery of services and supports services;
- that home care services should supplement, not
supplant family care giving;
- that increased access to respite services and training
for family caregivers is needed to sustain their efforts and ensure
that people receive care in the least restrictive setting possible;
- that people of all income levels should have access
to necessary and appropriate services and supports with a sliding
scale contribution.
If people who have economic needs require assistance,
the default given to them through Medicaid is a nursing home or
an institutional placement. It should be the other way around. The
person first should be given the opportunity to live in the community.
States should be obliged to provide assistance and supports in the
community and then, only if there is no other alternative to community-based
living, would states consider nursing home or institutional placement.
This is essentially one way to effectively reverse the Medicaid
institutional bias that dominates too many lives in America today.
People are most productive and have the highest quality of life
in an integrated community with friends and family members nearby.
From Senator Baucus:
1. In your view, how can we strengthen
and bolster the Medicaid program to help states fully implement
the Olmstead decision in the short and
long term?
In NCD's 2003 report Olmstead:
Reclaiming Institutionalized Lives, we asked the persons
with disabilities whom we interviewed, "What policies could
the states enact that would help people who do not need to be institutionalized
live in the community?" The responses strongly and consistently
favored self-determination and consumer-directed models of service.
The respondents showed an awareness of how federal housing programs
need to change to foster community integration, as well as the obvious
changes that need to occur in the Title XIX program. Many people
from all disability groups urged the passage of MiCASSA. Our respondents
also advocated better information and training for people with disabilities
and support and funding for self-advocacy. The responses include
the following:
- Fund self-advocacy and add self-advocacy organizations
to the "Big 3" [Administration on Developmental Disabilities]
programs [the University Affiliated Programs, the Protection and
Advocacy systems, and the Developmental Disabilities Planning
Councils]
- Get rid of red tape; change Medical Assistance
(MA) rules and guidelines
- Pass MiCASSA
- Make self-determination federal law
- Set aside Section 8 vouchers for people who are
ready to leave nursing homes
- Tie a rent subsidy program to persons leaving institutions
- Shift Section 811, which traditionally has been
a project-based funding source, to individual vouchers
- Assist people to live in homes with support staff
- Stop putting money into institutions and instead
put it into housing.
- Provide essential therapies and communication
- Change professional and bureaucratic attitudes
- Provide more direct information sessions for people
with disabilities to learn their rights
- Train people in institutions to learn how to live
in the community; have "buddy systems"
- Provide more home-based programs
- Provide vouchers for homeownership
- Provide peer support
- Have flexible emergency response systems
- Provide vouchers for homeownership
- Provide better salaries for personal assistance
providers
- Eliminate programs' institutional bias
- Provide more supported-living apartments
- Have better pay for front-line staff
- Have mandatory training for staff to overcome the
outdated attitude that "I'm here to take care of you"
- Have more flexibility with waivers
- Provide equitable support for people with disabilities
entering the workforce
- Allow people to earn higher wages without influencing
benefits
- Give money to people and allow them to use it for
support from family and friends, not agencies
- Provide education to communities that it is okay
to be different
Our respondents' emphasis on flexible funding and
on self-determination, choice, and control over how service dollars
are spent are reflected in service models based on self-determination,
consumer direction, and direct control of service dollars. These
models are not necessarily new-the Centers for Independent Living
(CILs) and the mental health consumer/survivors' self-help movement
have been providing consumer-controlled services for the past two
decades. Indeed, most of these service models are strongly supported
by scientific studies of their outcomes for consumers.
In addition, the following are some of the many examples
suggested by NCD's Olmstead report of
promising practices in the design, delivery, and financing of community
services that are consistent with the Olmstead
decision.
- Good practice in Olmstead planning. Indiana's recent
plan assigns each recommendation to one of three categories: (1)
those that should be implemented quickly and with little or no
fiscal impact or regulatory requirements; (2) those that should
be implemented quickly but have a fiscal impact or require regulatory
changes; and (3) those that are more complex, costly, or difficult
and will require more time to develop and implement. Indiana's
plan should serve as a model for other states. Nevada's Olmstead
plan is commendable for its candid analysis of the state's compliance
with Olmstead.
- Overcoming incentives to unnecessary institutionalization.
Methods include Maine's use of pre-admission screening by an independent
agency prior to nursing facility placement, Minnesota's legislation
encouraging nursing facility operators to take beds out of service,
and Washington's system for tracking reduction targets for nursing
facility placements.
- Identification and transition of people with disabilities
from institutions. Disability rights advocates are doing the work
of identifying people in nursing facilities who could move to
more integrated settings in Colorado and Kansas.
- Use of trusts and fine funds to finance transition
costs and start-up of community services. A creative and under
appreciated set of strategies for financing transition costs,
providing "bridge funding," and funding new community
services involves the creation of trusts and fine funds dedicated
to the needs of people with disabilities. North Carolina, Oregon,
and Washington have used the proceeds from the sale of state facilities
to establish trusts to generate funds for people with disabilities.
- Housing strategies. Commendably, and in large part
because of the influence of the technical assistance provided
by HHS's Office of Civil Rights (OCR), the more recently developed
plans tend to reflect the input of housing agencies. Provisions
for requiring universal design in new units that state housing
agencies fund or finance; ensuring that all existing publicly
financed housing has completed Section 504/ADA self-evaluations;
conducting utilization reviews to ensure that targeted Section
8 programs are fully used; and including home modifications and
home repair in the services provided under home- and community-based
waivers and independent living programs are examples of housing-related
recommendations in state Olmstead plans.
- Single point of entry systems. Single point of
entry structures have the potential to reduce unnecessary institutionalization
by providing easier access to a wider array of community services.
Single point of entry systems that separate assessment and service
brokerage from service provision are also responsive to findings
of the Centers for Medicare and Medicaid Services (CMS) in a number
of states that Medicaid beneficiaries' right to choose among qualified
providers was violated.
- Beyond institutional closure: Increasing community
integration. Developmental disabilities services in Vermont and
New Hampshire show that "the most integrated setting"
is more than placement in a residence outside an institution;
rather, it is a continuous process of increasing community inclusion.
These states' service systems have progressed far beyond institutional
closure and are eliminating group homes in favor of living in
a companion home or a home of one's own and working at a real
job with support.
- Self-determination. Self-determination and consumer-directed
service models have been so broadly tested and practiced that
they have emerged as fundamental principles in human services.
The Olmstead decision
has become a powerful impetus for a national effort to increase
community-based alternatives and eliminate unjustified institutional
placements. We must continue to empower Olmstead stakeholders in
their efforts to redesign the state service systems to enhance choice,
independence, self-determination, and community integration. Ultimately,
there may be a need to carve out a Long-Term Care Title in the Act. |